Event-Driven Stocks

INVESTORS CAPITAL HOLDINGS LTD

Financials · Security Brokers, Dealers & Flotation Companies · MA · SEC filings ↗ · Compare ⊕

Signs● 2 good● 3 warning● 2 severedetails ↓

Financials

SEC XBRL · annual
 FY14FY13FY12FY11
Revenue$93.6M$84.9M$81.0M$21.4M
Operating income−$2.9M$586,008−$2.7M−$816,162
Net income−$2.4M$366,292−$2.4M—
Total assets$18.4M$19.9M$15.5M$18.8M
Total liabilities$12.6M$12.1M$8.2M$9.3M
Equity$5.8M$7.8M$7.3M$9.5M
EPS (diluted)$-0.35$0.06$-0.36$0.06
Shares out.7.2M7.1M6.7M6.6M

Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.

Key ratios

from filings · FY2014
Operating margin
−3.1%
Net margin
−2.5%
Return on equity
−41.2%
Return on assets
−13.0%
Return on capital (ROCE)
−28.4%
Liabilities / assets
68.6%
Debt / equity
2.18×
Book value / share
$0.80
Revenue growth (YoY)
10.3%
Net income growth (YoY)
−750.0%

Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.

Financial health

forensic scores · FY2014
Altman Z″ (distress)
-0.09distress
Accruals / assets
−12.9%clean
Piotroski F-Score
2/9weak

Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.

Quality score

EDS Score
40
/ 100
Profitability 0Growth 50Catalyst 33Earnings quality 67Financial strength 50

Our own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast.

Signs

● 2 severe● 3 warning● 2 good
  • Altman Z″ in the distress zone
  • Filed a late-filing notice (Form NT) — missed an SEC deadline
  • Operating losses (negative operating margin)
  • Reported a net loss
  • Negative operating cash flow
  • Revenue is growing year-over-year
  • Clean earnings (low accruals)

Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.

Risk flags

late SEC filings

A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.

Material events

SEC Form 8-K · most recent

Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.

Recent SEC filings

All filings ↗

Event-driven situations (1)