UNIFIED FINANCIAL SERVICES INC
Financials · Security & Commodity Brokers, Dealers, Exchanges & Services · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Qmissed a reporting deadline ↗Nov 12, 2003
- NT 10-Kmissed a reporting deadline ↗Mar 28, 2003
- NT 10-Qmissed a reporting deadline ↗May 15, 2000
- NT 10-Kmissed a reporting deadline ↗Mar 29, 2000
- NT 10-Qmissed a reporting deadline ↗Aug 16, 1999
- NT 10-Kmissed a reporting deadline ↗Mar 31, 1999
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Binger CharlesOfficer — Executive Vice President | Feb 3, 2004 | D | 23,500 | $10.30 |
| Morris David FOfficer — Senior Vice President | Feb 3, 2004 | D | 12,000 | $10.30 |
| Napurano Thomas GOfficer — EVP and CFO | Sep 26, 2003 | Gift | 24,840 | $0.00 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Item 2 · Item 7Dec 4, 2003
- Item 4 · Item 7Sep 12, 2003
- Item 2Jun 10, 2003
- Item 7Dec 28, 2001
- Item 5 · Item 7Feb 4, 2000
- Item 2 · Item 5 · Item 7Jan 8, 1999
- Item 2 · Item 7Dec 23, 1998
- Item 5 · Item 7Nov 5, 1998
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- DAug 16, 2019
- DDec 20, 2011
- SC 13E3/ASCHEDULE 13E-3 FINAL AMENDMENTMay 28, 2004
- 15-12GCERTIFICATION AND NOTICE OF TERMINATION OF REGMay 28, 2004
- 10-QFORM-10Q033104May 13, 2004
- SC 13E3/AAMENDMENT #2 TO SCHEDULE 13E-3Apr 30, 2004
- DEF 14ADEFINITIVE PROXY STATEMENTApr 30, 2004
- PRER14ANOTICE & PROXYApr 22, 2004
- SC 13E3/AAMENDMENT #1 TO SC 13E3Apr 22, 2004
- PRER14AApr 13, 2004
- SC 13E3SCHEDULE 13E3Mar 22, 2004
- PRE 14APRELIMINARY PROXY STATEMENTMar 22, 2004
- 10-KDECEMBER 31 2003Mar 2, 2004
- 4PRIMARY DOCUMENTFeb 5, 2004
- 4PRIMARY DOCUMENTFeb 5, 2004
Event-driven situations (2)
Spot an error in this record? Report it. Every correction is verified against the source filing before we change anything.