AVANEX CORP
Technology · Semiconductors & Related Devices · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Kmissed a reporting deadline ↗Sep 14, 2006
- NT 10-Qmissed a reporting deadline ↗Feb 9, 2006
- NT 10-Qmissed a reporting deadline ↗Nov 9, 2005
- NT 10-Kmissed a reporting deadline ↗Sep 14, 2005
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Barbarossa GiovanniOfficer — CEO and President | Apr 27, 2009 | D | 59,126 | — |
| Wolf Dennis PDirector | Apr 27, 2009 | D | 972 | — |
| Kolb BradleyOfficer — Senior VP, Operations | Apr 27, 2009 | D | 21,132 | — |
| Parker ScottOfficer — Senior Vice President of Sales | Apr 27, 2009 | D | 17,846 | — |
| Weinswig MarkOfficer — VP Finance and Interim CFO | Apr 27, 2009 | D | 22,166 | — |
| Dougherty GregDirector | Apr 27, 2009 | D | 6,414 | — |
| Smith Joel A IiiDirector | Apr 27, 2009 | D | 8,465 | — |
| Cerf VintDirector | Apr 27, 2009 | D | 4,200 | — |
| Smith Paul GrahamDirector | Apr 27, 2009 | D | 34,676 | — |
| Wang SusanDirector | Apr 27, 2009 | D | 6,580 | — |
| Kolb BradleyOfficer — Senior VP, Operations | Mar 31, 2009 | Sell | 173 | $1.75 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Delisting / listing-standard notice · Modified shareholder rights · Change in control · Director / officer change · Amended charter or bylawsMay 1, 2009
- Director / officer change · Other material eventApr 22, 2009
- Other material eventApr 9, 2009
- Results of operations · Material impairment · Other material eventFeb 5, 2009
- Entered a material agreement · Modified shareholder rightsJan 28, 2009
- Other material eventJan 27, 2009
- Director / officer changeNov 25, 2008
- Director / officer changeNov 19, 2008
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- SC 13G/ASCHEDULE 13G HOLDINGS REPORT AMENDMENTOct 14, 2009
- 15-12GFORM 15-12GMay 7, 2009
- S-8 POSPOST EFFECTIVE AMENDMENT TO FORM S-8May 6, 2009
- S-8 POSPOST EFFECTIVE AMENDMENT TO FORM S-8May 6, 2009
- S-8 POSPOST EFFECTIVE AMENDMENT TO FORM S-8May 6, 2009
- S-8 POSPOST EFFECTIVE AMENDMENT TO FORM S-8May 6, 2009
- S-8 POSPOST EFFECTIVE AMENDMENT TO FORM S-8May 6, 2009
- S-8 POSPOST EFFECTIVE AMENDMENT TO FORM S-8May 6, 2009
- S-8 POSPOST EFFECTIVE AMENDMENT TO FORM S-8May 6, 2009
- S-8 POSPOST EFFECTIVE AMENDMENT TO FORM S-8May 6, 2009
- EFFECTMay 5, 2009
- EFFECTMay 5, 2009
- POS AMPOST-EFFECTIVE AMENDMENTMay 4, 2009
- POS AMPOST-EFFECTIVE AMENDMENTMay 4, 2009
- 8-KFORM 8-KMay 1, 2009
Event-driven situations (1)
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