SMTC CORP
Technology · Printed Circuit Boards · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annual| FY21 | FY19 | FY18 | FY17 | FY16 | FY14 | |
|---|---|---|---|---|---|---|
| Revenue | $386.4M | $372.5M | $216.1M | $139.2M | $220.6M | $228.6M |
| Operating income | $9.5M | $5.1M | $3.5M | −$6.4M | $1.9M | −$363,000 |
| Net income | −$581,000 | −$6.0M | −$448,000 | −$7.8M | −$4,000 | −$3.9M |
| Total assets | $229.9M | $213.4M | $221.2M | $69.9M | $82.0M | $88.7M |
| Total liabilities | $188.7M | $172.3M | $188.9M | $50.8M | — | — |
| Equity | $41.2M | $41.1M | $32.3M | $19.1M | $26.3M | $25.8M |
| EPS (diluted) | $-0.02 | $-0.23 | $-0.02 | $-0.47 | $0.00 | $-0.24 |
| Shares out. | 28.5M | 23.4M | 17.1M | 16.7M | 16.5M | 16.4M |
Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.
Key ratios
from filings · FY2021- Operating margin
- 2.5%
- Net margin
- −0.2%
- Return on equity
- −1.4%
- Return on assets
- −0.3%
- Return on capital (ROCE)
- 10.9%
- Liabilities / assets
- 82.1%
- Debt / equity
- 4.58×
- Book value / share
- $1.44
- Revenue growth (YoY)
- 3.7%
- Net income growth (YoY)
- —
Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.
Financial health
forensic scores · FY2021- Altman Z″ (distress)
- -2.35distress
- Accruals / assets
- −2.5%clean
- Piotroski F-Score
- 4/9mixed
Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.
Quality score
EDS ScoreOur own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast.
Signs
● 2 severe● 2 warning● 4 good- Altman Z″ in the distress zone
- Filed a late-filing notice (Form NT) — missed an SEC deadline
- Reported a net loss
- High leverage (liabilities > 70% of assets)
- Operating margin is positive
- Revenue is growing year-over-year
- Positive operating cash flow
- Clean earnings (low accruals)
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Kmissed a reporting deadline ↗Mar 26, 2014
- NT 10-Kmissed a reporting deadline ↗Apr 1, 2005
- NT 10-Qmissed a reporting deadline ↗Nov 13, 2003
- NT 10-Qmissed a reporting deadline ↗Nov 15, 2001
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Waterfield John RandallDirector | Apr 5, 2021 | D | 1.0M | $6.04 |
| Waszak Steven MOfficer — CFO | Apr 5, 2021 | D | 33,214 | $6.04 |
| Sandberg DavidDirector | Apr 5, 2021 | D | 1.1M | $6.04 |
| Smith Edward JOfficer — President & CEO | Apr 5, 2021 | D | 461,228 | $6.04 |
| Wasserman Frederick GeraldDirector | Apr 5, 2021 | D | 80,320 | $6.04 |
| Bailey Clarke HDirector | Apr 5, 2021 | D | 477,573 | $6.04 |
| Fitzgerald Richard EOfficer — COO | Apr 5, 2021 | D | 256,482 | $6.04 |
| Smith Edward JOfficer — President & CEO | Dec 31, 2020 | Option exercise | 181,500 | $1.23 |
| Fitzgerald Richard EOfficer — COO | Nov 4, 2020 | Option exercise | 201,558 | $1.26 |
| Waszak Steven MOfficer — CFO | Dec 12, 2019 | Buy | 2,500 | $2.98 |
| Sandberg DavidDirector | Dec 10, 2019 | Grant | 7,082 | $0.00 |
| Bailey Clarke HDirector | Dec 10, 2019 | Grant | 15,580 | $0.00 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Terminated a material agreement · Completed an acquisition or disposition · Delisting / listing-standard notice · Modified shareholder rights · Change in control · Director / officer change · Amended charter or bylaws · Other material eventApr 5, 2021
- Shareholder vote · Regulation FD disclosureMar 31, 2021
- Results of operationsMar 17, 2021
- Other material eventFeb 25, 2021
- Costs from exit or disposalJan 15, 2021
- Entered a material agreement · Modified shareholder rights · Director / officer change · Amended charter or bylaws · Other material eventJan 4, 2021
- Entered a material agreement · Unregistered equity sale · Item 5.05Dec 31, 2020
- Results of operations · Director / officer changeNov 5, 2020
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- 15-12GApr 15, 2021
- EFFECTApr 7, 2021
- EFFECTApr 7, 2021
- EFFECTApr 7, 2021
- EFFECTApr 7, 2021
- EFFECTApr 7, 2021
- 4FORM 4 SUBMISSIONApr 7, 2021
- 4FORM 4 SUBMISSIONApr 6, 2021
- 4FORM 4 SUBMISSIONApr 6, 2021
- 4FORM 4 SUBMISSIONApr 6, 2021
- 4FORM 4 SUBMISSIONApr 6, 2021
- 4FORM 4 SUBMISSIONApr 6, 2021
- 4FORM 4 SUBMISSIONApr 6, 2021
- S-8 POSApr 6, 2021
- S-8 POSApr 6, 2021
Event-driven situations (1)
Spot an error in this record? Report it. Every correction is verified against the source filing before we change anything.