UNICA CORP
Technology · Services-Prepackaged Software · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Kmissed a reporting deadline ↗Dec 17, 2007
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Perakis James ADirector | Oct 5, 2010 | D | 33,983 | $21.00 |
| Lee YuchunOfficer — President, CEO & Chairman | Sep 29, 2010 | Option exercise | 33,333 | $3.30 |
| Hogan JohnOfficer — SVP of Engineering | Oct 5, 2010 | D | 29,566 | $21.00 |
| Haroian Gary EDirector | Oct 5, 2010 | D | 7,164 | $21.00 |
| Hendra Carla CDirector | Oct 5, 2010 | D | 7,164 | $21.00 |
| Hernandez Louis JrDirector | Oct 5, 2010 | D | 3,753 | $21.00 |
| Schechter RobertDirector | Oct 5, 2010 | D | 7,164 | $21.00 |
| Ain Aron JDirector | Oct 5, 2010 | D | 12,164 | $21.00 |
| Cousins PeterOfficer — Chief Technology Officer | Oct 5, 2010 | D | 1,102 | $21.00 |
| Mcnulty PaulOfficer — Chief Marketing Officer | Oct 5, 2010 | D | 472 | $21.00 |
| Sweet DavidOfficer — Sr. VP Corporate Development | Oct 5, 2010 | D | 17,919 | $21.00 |
| Vitale VivianOfficer — SVP, Human Resources | Oct 5, 2010 | D | 10,239 | $21.00 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Completed an acquisition or disposition · Delisting / listing-standard notice · Modified shareholder rights · Change in controlOct 6, 2010
- Entered a material agreement · Director / officer change · Other material eventAug 13, 2010
- Director / officer changeAug 6, 2010
- Results of operationsAug 2, 2010
- Director / officer changeMay 24, 2010
- Results of operationsMay 3, 2010
- Director / officer changeMar 3, 2010
- Director / officer changeFeb 11, 2010
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- SC 13G/AOct 12, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
- 4FORM 4 SUBMISSIONOct 7, 2010
Event-driven situations (1)
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