NEOPHOTONICS CORP
Technology · Semiconductors & Related Devices · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annual| FY21 | FY20 | FY19 | FY18 | FY17 | FY16 | |
|---|---|---|---|---|---|---|
| Revenue | $60.9M | $97.4M | $356.8M | $322.5M | $292.9M | $411.4M |
| Operating income | −$37.8M | $3.6M | −$14.5M | −$41.7M | −$51.4M | $3.0M |
| Net income | −$10.7M | $6.3M | −$17.1M | −$43.6M | −$53.3M | −$205,000 |
| Total assets | $305.6M | $323.7M | $334.7M | $340.6M | $403.0M | $390.9M |
| Total liabilities | $152.6M | $143.3M | $174.5M | $180.3M | $208.5M | $165.5M |
| Equity | $153.0M | $180.4M | $160.2M | $160.2M | $194.5M | $225.4M |
| EPS (diluted) | $-0.21 | $0.12 | $-0.36 | $-0.97 | $-1.23 | $0.00 |
| Shares out. | 50.8M | 48.6M | 46.4M | 44.3M | 42.6M | 41.1M |
Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.
Key ratios
from filings · FY2021- Operating margin
- −62.1%
- Net margin
- −17.5%
- Return on equity
- −7.0%
- Return on assets
- −3.5%
- Return on capital (ROCE)
- −19.0%
- Liabilities / assets
- 49.9%
- Debt / equity
- 1.00×
- Book value / share
- $3.01
- Revenue growth (YoY)
- −37.4%
- Net income growth (YoY)
- −269.5%
Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.
Financial health
forensic scores · FY2021- Altman Z″ (distress)
- -2.02distress
- Accruals / assets
- 3.2%clean
- Piotroski F-Score
- 0/9weak
Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.
Quality score
EDS ScoreOur own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast.
Signs
● 2 severe● 4 warning● 2 good- Altman Z″ in the distress zone
- Filed a late-filing notice (Form NT) — missed an SEC deadline
- Operating losses (negative operating margin)
- Reported a net loss
- Revenue declined year-over-year
- Negative operating cash flow
- Conservative leverage (liabilities < 50% of assets)
- Clean earnings (low accruals)
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Kmissed a reporting deadline ↗Mar 18, 2014
- NT 10-Qmissed a reporting deadline ↗Nov 13, 2013
- NT 10-Qmissed a reporting deadline ↗May 10, 2013
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Material events
SEC Form 8-K · most recent- Terminated a material agreement · Completed an acquisition or disposition · Delisting / listing-standard notice · Modified shareholder rights · Change in control · Director / officer change · Amended charter or bylawsAug 3, 2022
- Entered a material agreement · New financial obligationAug 2, 2022
- Other material eventJul 29, 2022
- Results of operationsJul 25, 2022
- Director / officer changeJul 7, 2022
- Shareholder voteJun 6, 2022
- Results of operationsApr 28, 2022
- Completed an acquisition or dispositionFeb 24, 2022
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- 15-12GAug 17, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 4FORM 4 SUBMISSIONAug 5, 2022
- 25-NSEAug 3, 2022
Event-driven situations (1)
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