SUMTOTAL SYSTEMS INC
Technology · Services-Prepackaged Software · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Kmissed a reporting deadline ↗Mar 17, 2006
- NT 10-Kmissed a reporting deadline ↗Mar 17, 2005
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Acosta Jack LDirector | Jul 21, 2009 | D | 50,000 | — |
| Chandra ArunOfficer — Chief Executive Officer | Jul 21, 2009 | D | 10,000 | — |
| Fowler Donald EugeneDirector | Jul 21, 2009 | D | 70,000 | — |
| Laird Neil JOfficer — Chief Financial Officer | Jul 21, 2009 | D | 129,371 | — |
| John ConeDirector | Jul 21, 2009 | D | 4,782 | — |
| Kevin OakesDirector | Jul 21, 2009 | D | 53,343 | — |
| Vashee Vijay RDirector | Jul 21, 2009 | D | 13,252 | — |
| Laird Neil JOfficer — Chief Financial Officer | Feb 20, 2009 | Tax withholding | 16,694 | $2.01 |
| Laird Neil JOfficer — Chief Financial Officer | Feb 12, 2009 | Grant | 40,000 | $0.00 |
| Villareal RamonOfficer — SVP, Field Operations | Dec 8, 2008 | Sell | 9,157 | $2.58 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Terminated a material agreement · Delisting / listing-standard notice · Modified shareholder rights · Change in control · Director / officer change · Amended charter or bylawsJul 23, 2009
- Other material eventJul 16, 2009
- Entered a material agreement · Terminated a material agreementMay 27, 2009
- Entered a material agreementMay 19, 2009
- Results of operationsApr 28, 2009
- Entered a material agreementApr 24, 2009
- Director / officer changeApr 9, 2009
- Director / officer changeFeb 19, 2009
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- 15-12GFORM 15Aug 7, 2009
- NO ACTAUTO-GENERATED PAPER DOCUMENTAug 6, 2009
- NO ACTAUTO-GENERATED PAPER DOCUMENTAug 6, 2009
- EFFECTJul 27, 2009
- POS AMPOST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-3Jul 24, 2009
- 8-KFORM 8-KJul 23, 2009
- S-8 POSPOST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8Jul 22, 2009
- S-8 POSPOST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8Jul 22, 2009
- S-8 POSPOST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8Jul 22, 2009
- S-8 POSPOST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8Jul 22, 2009
- POS AMPOST-EFFECTIVE AMENDMENT NO.1 TO FORM S-3Jul 22, 2009
- 4FORM 4Jul 22, 2009
- 4FORM 4Jul 22, 2009
- 4FORM 4Jul 22, 2009
- 4FORM 4Jul 22, 2009
Event-driven situations (1)
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