GDL FUND
GDLNYSEOther · DE · SEC filings ↗ · Compare ⊕
View price & chart on Yahoo Finance ↗Financials
SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
5%+ owners
SEC Schedule 13D / 13G · last 3 yrs- Gamco Investors, Inc. Et AlActivist (13D)Mar 16, 2026
- Focus Partners WealthPassive (13G)Feb 13, 2026
- Joshua Alan MasseyPassive (13G)Feb 11, 2025
- Zazove Associates LlcPassive (13G)Jan 7, 2025
- Kovitz Investment Group Partners, LlcPassive (13G)Oct 29, 2024
Holders who disclosed a 5%+ stake. 13D signals intent to influence or control; 13G is a passive holding. Latest filing per holder — open it for the exact stake.
Short interest
FINRA · bi-monthly| Settlement | Shares short | Days to cover | Δ vs prior |
|---|---|---|---|
| May 15, 2026 | 2,677 | 1.0 | -43.2% |
| Apr 30, 2026 | 4,713 | 1.0 | -37.5% |
| Apr 15, 2026 | 7,540 | 1.3 | -14.1% |
| Mar 31, 2026 | 8,782 | 1.0 | +95.6% |
| Mar 13, 2026 | 4,489 | 1.0 | -65.4% |
Shares sold short as reported to FINRA. Days-to-cover = short shares ÷ average daily volume — higher means more potential squeeze pressure.
Material events
SEC Form 8-K · most recent- Other material eventMay 7, 2026
- Unregistered equity sale · Amended charter or bylawsApr 2, 2025
- Amended charter or bylawsFeb 28, 2025
- Regulation FD disclosureDec 9, 2010
- Director / officer changeSep 21, 2010
- Director / officer changeMar 31, 2010
- Amended charter or bylawsJan 22, 2010
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- NPORT-PJun 1, 2026
- N-23C-2May 22, 2026
- 8-KMay 7, 2026
- DEFA14ATHE GDL FUND (GDL) - DEFA14AMar 19, 2026
- DEF 14ATHE GDL FUND (GDL) - DEF 14AMar 19, 2026
- SCHEDULE 13D/AMar 16, 2026
- N-CENMar 12, 2026
- N-CSRMar 9, 2026
- NPORT-PMar 2, 2026
- 4PRIMARY DOCUMENTFeb 24, 2026
- SCHEDULE 13GFeb 13, 2026
- 4PRIMARY DOCUMENTJan 13, 2026
- 40-17GJan 9, 2026
- N-CEN/ADec 3, 2025
- NPORT-PNov 28, 2025
Event-driven situations (1)
Spot an error in this record? Report it. Every correction is verified against the source filing before we change anything.