Event-Driven Stocks

RETAIL OPPORTUNITY INVESTMENTS CORP

ROIC

Real Estate · Real Estate Investment Trusts · MD · SEC filings ↗ · Compare ⊕

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Signs4 good1 severedetails ↓

Financials

SEC XBRL · annual
 FY23FY22FY21FY20FY19FY18
Revenue$327.7M$312.9M$284.1M$284.1M$295.0M$74.4M
Operating income$109.8M$114.7M$114.9M$94.4M$115.4M$109.3M
Net income$34.5M$51.9M$53.5M$32.0M$48.8M$10.7M
Total assets$2.98B$3.00B$2.93B$2.86B$2.91B$3.00B
Total liabilities$1.61B$1.62B$1.56B$1.57B$1.62B$1.69B
Equity$1.29B$1.30B$1.28B$1.20B$1.18B$1.19B
EPS (diluted)$0.27$0.42$0.44$0.27$0.42
Shares out.124.6M122.8M118.1M116.5M114.0M112.4M

Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.

Key ratios

from filings · FY2023
Operating margin
33.5%
Net margin
10.5%
Return on equity
2.7%
Return on assets
1.2%
Return on capital (ROCE)
Liabilities / assets
54.2%
Debt / equity
1.25×
Book value / share
$10.33
Revenue growth (YoY)
4.7%
Net income growth (YoY)
−33.4%

Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.

Financial health

forensic scores · FY2023
Accruals / assets
3.8%clean
Piotroski F-Score
4/8mixed

Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.

Quality score

EDS Score
77
/ 100
Profitability 100Growth 50Catalyst 33Earnings quality 100Financial strength 100

Our own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast. What these scores mean →

Signs

1 severe4 good
  • Filed a late-filing notice (Form NT) — missed an SEC deadline
  • Operating margin is positive
  • Revenue is growing year-over-year
  • Positive operating cash flow
  • Clean earnings (low accruals)

Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.

Risk flags

late SEC filings

A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.

5%+ owners

SEC Schedule 13D / 13G · last 3 yrs

Holders who disclosed a 5%+ stake. 13D signals intent to influence or control; 13G is a passive holding. Latest filing per holder — open it for the exact stake.

Insider transactions

SEC Form 4 · most recent
0 acquisitions12 disposalsnet 4.1M shares · last 12
InsiderDateTypeSharesPrice
Baker Richard A.DirectorFeb 12, 2025D370,746$17.50
Haines Michael B.Officer — EVP CFO, TREASURER &amp; SECRETARYFeb 12, 2025D449,609$17.50
Indiveri Michael J.DirectorFeb 12, 2025D93,184$17.50
Jenkins ZabrinaDirectorFeb 12, 2025D19,194$17.50
Tanz Stuart AOfficer — Chief Executive OfficerFeb 12, 2025D2.2M$17.50
Silveira Lauren N.Officer — VP, Chief Accounting OfficerFeb 12, 2025D33,686$17.50
Ho Angela KDirectorFeb 12, 2025D26,350$17.50
Neibart Lee SDirectorFeb 12, 2025D137,034$17.50
Schoebel Richard K.Officer — Chief Operating OfficerFeb 12, 2025D576,012$17.50
Zorn Eric SDirectorFeb 12, 2025D90,296$17.50
Pitts Adrienne BanksDirectorFeb 12, 2025D19,194$17.50
Pomerantz Laura HDirectorFeb 12, 2025D58,684$17.50

Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.

Material events

SEC Form 8-K · most recent

Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.

Recent SEC filings

All filings ↗

Event-driven situations (1)

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