GAIN Capital Holdings, Inc.
Financials · Commodity Contracts Brokers & Dealers · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annual| FY19 | FY18 | FY17 | FY16 | FY15 | FY14 | |
|---|---|---|---|---|---|---|
| Revenue | $219.7M | $347.3M | $273.5M | $381.7M | — | — |
| Operating income | −$60.1M | $50.0M | −$2.8M | $53.0M | $17.6M | $51.6M |
| Net income | −$60.8M | $92.9M | $92.9M | $35.3M | $10.3M | $24.9M |
| Total assets | $1.35B | $1.33B | $1.45B | $1.43B | $1.42B | $1.18B |
| Total liabilities | $1.12B | $1.03B | $1.16B | $1.13B | $1.11B | $922.0M |
| Equity | $234.7M | $297.8M | $285.7M | $294.2M | $306.1M | $249.9M |
| EPS (diluted) | $-1.63 | $2.08 | $-0.39 | $0.17 | $0.22 | $0.53 |
| Shares out. | 37.4M | 44.9M | 48.2M | 48.6M | 43.4M | 39.8M |
Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.
Key ratios
from filings · FY2019- Operating margin
- −27.4%
- Net margin
- −27.7%
- Return on equity
- −25.9%
- Return on assets
- −4.5%
- Return on capital (ROCE)
- —
- Liabilities / assets
- 82.6%
- Debt / equity
- 4.75×
- Book value / share
- $6.28
- Revenue growth (YoY)
- −36.8%
- Net income growth (YoY)
- −165.4%
Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.
Financial health
forensic scores · FY2019- Accruals / assets
- −13.7%clean
- Piotroski F-Score
- 3/8weak
Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.
Quality score
EDS ScoreOur own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast. What these scores mean →
Signs
● 1 severe● 4 warning● 2 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
- Operating losses (negative operating margin)
- Reported a net loss
- Revenue declined year-over-year
- High leverage (liabilities > 70% of assets)
- Positive operating cash flow
- Clean earnings (low accruals)
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Qmissed a reporting deadline ↗May 12, 2020
- NT 11-Kmissed a reporting deadline ↗Mar 31, 2017
- NT 10-Kmissed a reporting deadline ↗Mar 16, 2016
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Material events
SEC Form 8-K · most recent- Entered a material agreement · Debt acceleration / triggering event · Delisting / listing-standard notice · Modified shareholder rights · Change in control · Director / officer change · Amended charter or bylaws · Other material eventJul 31, 2020
- Results of operations · Regulation FD disclosureJul 23, 2020
- Regulation FD disclosureJul 9, 2020
- Regulation FD disclosureJun 9, 2020
- Shareholder vote · Other material eventJun 8, 2020
- Other material eventMay 22, 2020
- Regulation FD disclosure · Other material eventMay 15, 2020
- Other material eventMay 14, 2020
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- 15-12BFORM 15-12BAug 10, 2020
- S-8 POSFORM S-8 POSAug 6, 2020
- S-8 POSFORM S-8 POSAug 6, 2020
- S-8 POSFORM S-8 POSAug 6, 2020
- 4FORM 4Aug 4, 2020
- 4FORM 4Aug 4, 2020
- 4FORM 4Aug 4, 2020
- 4FORM 4Aug 4, 2020
- 4FORM 4Aug 4, 2020
- 4FORM 4Aug 4, 2020
- 4FORM 4Aug 4, 2020
- 4FORM 4Aug 4, 2020
- 4Aug 4, 2020
- SC 13D/AAug 4, 2020
- 25-NSEJul 31, 2020
Event-driven situations (2)
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