Event-Driven Stocks

Cepton, Inc.

CPTN, CPTNW

Consumer Discretionary · Motor Vehicle Parts & Accessories · DE · SEC filings ↗ · Compare ⊕

View price & chart on Yahoo Finance ↗
Signs4 good3 warning3 severedetails ↓

Financials

SEC XBRL · annual
 FY23FY22FY21FY20FY12FY11
Revenue$13.1M$7.4M$4.5M$0$0
Operating income−$50.7M−$61.4M−$38.3M−$9,683
Net income−$48.5M$9.4M−$37.2M−$9,715−$60,331−$37,645
Total assets$76.4M$50.3M$17.3M$22,043$969$9,355
Total liabilities$15.9M$48.7M$5.3M$20,000$800$2,000
Equity−$38.4M$1.6M−$87.5M−$55.9M$169$7,355
EPS (diluted)$-3.08$0.60$-0.55$-0.01$-0.01
Shares out.156.8M15.7M4.3M5.0M5.0M

Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.

Key ratios

from filings · FY2023
Operating margin
−388.4%
Net margin
−371.8%
Return on equity
126.5%
Return on assets
−63.5%
Return on capital (ROCE)
−73.1%
Liabilities / assets
20.8%
Debt / equity
Book value / share
$-0.24
Revenue growth (YoY)
75.8%
Net income growth (YoY)
−617.5%

Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.

Financial health

forensic scores · FY2023
Altman Z″ (distress)
-7.87distress
Accruals / assets
17.0%clean
Piotroski F-Score
5/9mixed

Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.

Quality score

EDS Score
51
/ 100
Profitability 20Growth 50Catalyst 67Earnings quality 67Financial strength 50

Our own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast.

Signs

3 severe3 warning4 good
  • Negative shareholder equity
  • Altman Z″ in the distress zone
  • Filed a late-filing notice (Form NT) — missed an SEC deadline
  • Operating losses (negative operating margin)
  • Reported a net loss
  • Negative operating cash flow
  • Strong return on equity (>15%)
  • Revenue is growing year-over-year
  • Conservative leverage (liabilities < 50% of assets)
  • Clean earnings (low accruals)

Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.

Risk flags

late SEC filings

A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.

5%+ owners

SEC Schedule 13D / 13G · last 3 yrs

Holders who disclosed a 5%+ stake. 13D signals intent to influence or control; 13G is a passive holding. Latest filing per holder — open it for the exact stake.

Insider transactions

SEC Form 4 · most recent
1 acquisitions11 disposalsnet 299,940 shares · last 12
InsiderDateTypeSharesPrice
Chang DongOfficer — Interim CFOJan 7, 2025D3,324$3.17
Han LiqunOfficer — Chief Operating OfficerJan 7, 2025D66,200$3.17
Liao DongyiOfficer — Chief Technology OfficerJan 7, 2025D76,244$3.17
Wang MayDirectorJan 7, 2025D17,692$3.17
Zhang XiaogangDirectorJan 7, 2025D17,692$3.17
Pei JunOfficer — CEO and PresidentJan 7, 2025D142,415$3.17
Hourtienne MitchellOfficer — Chief Commercial OfficerJan 7, 2025D76,486$3.17
Syllantavos GeorgeDirectorJan 7, 2025D53,592$3.17
Ye JunDirectorJan 7, 2025D2.1M$3.17
Koito Manufacturing Co., Ltd.10% ownerJan 7, 2025J2.3M
Liao DongyiOfficer — Chief Technology OfficerDec 20, 2024Tax withholding25,243$3.21
Han LiqunOfficer — Chief Operating OfficerDec 20, 2024Tax withholding23,458$3.21

Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.

Material events

SEC Form 8-K · most recent

Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.

Recent SEC filings

All filings ↗

Event-driven situations (3)