Global Brokerage, Inc.
Financials · Security & Commodity Brokers, Dealers, Exchanges & Services · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annual| FY16 | FY15 | FY14 | FY13 | FY12 | FY11 | |
|---|---|---|---|---|---|---|
| Revenue | $284.1M | $402.3M | $351.1M | $356.0M | $417.3M | $415.6M |
| Operating income | −$1.2M | −$151.6M | $33.1M | $24.2M | $50.2M | $69.6M |
| Net income | $70.6M | −$553.9M | $17.2M | $14.8M | $9.0M | $12.7M |
| Total assets | $1.04B | $1.23B | $2.39B | $2.22B | $2.07B | $1.49B |
| Total liabilities | $1.04B | $1.51B | $1.74B | $1.59B | $1.49B | $1.19B |
| Equity | −$73.2M | −$263.1M | $284.7M | $256.9M | $181.6M | $95.4M |
| EPS (diluted) | — | — | $0.39 | $0.44 | $0.37 | $0.77 |
| Shares out. | — | 50.7M | 45.8M | 35.9M | 19.9M | 16.6M |
Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.
Key ratios
from filings · FY2016- Operating margin
- −0.4%
- Net margin
- 24.9%
- Return on equity
- −96.5%
- Return on assets
- 6.8%
- Return on capital (ROCE)
- −0.4%
- Liabilities / assets
- 100.4%
- Debt / equity
- —
- Book value / share
- —
- Revenue growth (YoY)
- −29.4%
- Net income growth (YoY)
- —
Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.
Financial health
forensic scores · FY2016- Altman Z″ (distress)
- 0.02distress
- Accruals / assets
- 4.7%clean
- Piotroski F-Score
- 5/8mixed
Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.
Quality score
EDS ScoreOur own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast.
Signs
● 2 severe● 3 warning● 2 good- Negative shareholder equity
- Altman Z″ in the distress zone
- Operating losses (negative operating margin)
- Revenue declined year-over-year
- High leverage (liabilities > 70% of assets)
- Positive operating cash flow
- Clean earnings (low accruals)
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Deverell Margaret M.Officer — Chief Accounting Officer | Dec 18, 2017 | Sell | 39 | $0.49 |
| Sakhai DavidOfficer — Chief Operating Officer | Dec 4, 2017 | Sell | 81,398 | $0.43 |
| Sakhai DavidOfficer — Chief Operating Officer | Nov 30, 2017 | Sell | 103,980 | $0.50 |
| Niv Dror10% owner | Nov 30, 2017 | Sell | 18,750 | $0.56 |
| Niv Dror10% owner | Nov 27, 2017 | Conversion | 768,047 | — |
| Sakhai DavidOfficer — Chief Operating Officer | Nov 27, 2017 | Conversion | 365,636 | — |
| Yusupov EduardOfficer — Global Head of Dealing | Nov 27, 2017 | Conversion | 353,335 | — |
| Sakhai DavidOfficer — Chief Operating Officer | Nov 22, 2017 | Sell | 91,736 | $0.71 |
| Silverman RyanDirector | Nov 16, 2017 | Sell | 1,769 | $0.96 |
| Silverman RyanDirector | Nov 16, 2017 | Sell | 2,480 | $1.28 |
| Grossman Kenneth A.Officer — Chief Executive Officer | Nov 16, 2017 | Sell | 19,538 | $1.29 |
| Lande RobertOfficer — Chief Financial Officer | Nov 16, 2017 | Sell | 13,537 | $1.26 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Delisting / listing-standard noticeDec 8, 2017
- Entered a material agreement · Delisting / listing-standard notice · Director / officer change · Regulation FD disclosureNov 13, 2017
- Terminated a material agreementOct 2, 2017
- Changed auditorSep 8, 2017
- Completed an acquisition or dispositionAug 14, 2017
- Results of operations · Regulation FD disclosureAug 9, 2017
- Shareholder voteJul 6, 2017
- Results of operations · Regulation FD disclosureMay 25, 2017
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗Event-driven situations (1)
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