RCS Capital Corp
Financials · Security Brokers, Dealers & Flotation Companies · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annual| FY14 | FY13 | FY12 | FY11 | |
|---|---|---|---|---|
| Revenue | $273.4M | $218.6M | $287.5M | $174.7M |
| Operating income | — | — | — | — |
| Net income | $3.3M | $0 | $7.4M | $0 |
| Total assets | $2.47B | $336.5M | $16.2M | — |
| Total liabilities | $1.63B | $120.2M | $10.5M | — |
| Equity | $543.3M | $181.7M | $5.7M | — |
| EPS (diluted) | $0.11 | $0.00 | — | — |
| Shares out. | 49.8M | 8.0M | — | — |
Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.
Key ratios
from filings · FY2014- Operating margin
- —
- Net margin
- 1.2%
- Return on equity
- 0.6%
- Return on assets
- 0.1%
- Return on capital (ROCE)
- —
- Liabilities / assets
- 66.1%
- Debt / equity
- 3.00×
- Book value / share
- $10.92
- Revenue growth (YoY)
- 25.0%
- Net income growth (YoY)
- —
Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.
Financial health
forensic scores · FY2014- Accruals / assets
- 5.6%moderate
- Piotroski F-Score
- 2/7weak
Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.
Quality score
EDS ScoreOur own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast.
Signs
● 1 severe● 1 warning● 1 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
- Negative operating cash flow
- Revenue is growing year-over-year
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Qmissed a reporting deadline ↗Nov 10, 2015
- NT 10-Qmissed a reporting deadline ↗Aug 11, 2015
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Material events
SEC Form 8-K · most recent- Bankruptcy or receivershipMay 25, 2016
- Regulation FD disclosureMay 4, 2016
- Regulation FD disclosureApr 4, 2016
- Regulation FD disclosureMar 28, 2016
- Entered a material agreement · New financial obligationFeb 11, 2016
- Director / officer changeFeb 10, 2016
- Entered a material agreement · Bankruptcy or receivership · Debt acceleration / triggering event · Director / officer changeFeb 4, 2016
- Regulation FD disclosureFeb 1, 2016
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- 15-12BFORM 15-12BMay 26, 2016
- 8-KFORM 8-KMay 25, 2016
- 8-KFORM 8-KMay 4, 2016
- RWWITHDRAWAL OF REGISTRATION STATEMENTApr 27, 2016
- 8-KFORM 8-KApr 4, 2016
- 8-KFORM 8-KMar 28, 2016
- SC 13D/AFEBRUARY 17, 2016Feb 17, 2016
- 5FORM 5Feb 16, 2016
- SC 13G/ASCHEDULE 13G/A, #3Feb 16, 2016
- 8-KFORM 8-KFeb 11, 2016
- 8-KFORM 8-KFeb 10, 2016
- 8-KFORM 8-KFeb 4, 2016
- 8-KFeb 1, 2016
- 8-KCURRENT REPORTJan 22, 2016
- 25-NSEJan 21, 2016
Event-driven situations (1)
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