Associated Capital Group, Inc.
ACGPOTCFinancials · Security Brokers, Dealers & Flotation Companies · DE · SEC filings ↗ · Compare ⊕
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SEC XBRL · annual| FY24 | FY23 | FY22 | FY21 | FY20 | FY19 | |
|---|---|---|---|---|---|---|
| Revenue | $13.2M | $12.7M | $15.2M | $20.9M | $19.0M | $22.2M |
| Operating income | −$18.8M | −$16.9M | −$11.3M | −$19.1M | −$12.5M | −$13.3M |
| Net income | $44.3M | $37.5M | −$48.9M | $59.2M | $18.8M | $39.2M |
| Total assets | $935.3M | $943.8M | $927.7M | $1.20B | $1.17B | $1.01B |
| Total liabilities | $37.0M | $30.7M | $27.3M | $65.5M | $66.3M | $63.1M |
| Equity | $892.7M | $907.0M | $890.2M | $937.1M | $898.9M | $896.4M |
| EPS (diluted) | $2.08 | $1.72 | $-2.22 | $2.68 | $0.84 | $1.74 |
| Shares out. | 21.3M | 21,538 | 21,990 | 22.1M | 22.3M | 22.5M |
Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.
Key ratios
from filings · FY2024- Operating margin
- −142.3%
- Net margin
- 336.5%
- Return on equity
- 5.0%
- Return on assets
- 4.7%
- Return on capital (ROCE)
- —
- Liabilities / assets
- 4.0%
- Debt / equity
- 0.04×
- Book value / share
- $41.82
- Revenue growth (YoY)
- 3.9%
- Net income growth (YoY)
- 18.4%
Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.
Financial health
forensic scores · FY2024- Accruals / assets
- 1.9%clean
- Piotroski F-Score
- 4/8mixed
Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.
Quality score
EDS ScoreOur own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast.
Signs
● 1 severe● 1 warning● 4 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
- Operating losses (negative operating margin)
- Revenue is growing year-over-year
- Conservative leverage (liabilities < 50% of assets)
- Positive operating cash flow
- Clean earnings (low accruals)
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Qmissed a reporting deadline ↗Nov 10, 2020
- NT 10-Qmissed a reporting deadline ↗May 12, 2020
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
5%+ owners
SEC Schedule 13D / 13G · last 3 yrs- Horizon Kinetics Asset Management LlcPassive (13G)Feb 13, 2025
Holders who disclosed a 5%+ stake. 13D signals intent to influence or control; 13G is a passive holding. Latest filing per holder — open it for the exact stake.
Short interest
FINRA · bi-monthly| Settlement | Shares short | Days to cover | Δ vs prior |
|---|---|---|---|
| May 15, 2026 | 4,121 | 1.0 | -1.5% |
| Apr 30, 2026 | 4,185 | 2.4 | +1.5% |
| Apr 15, 2026 | 4,122 | 9.1 | 0.0% |
| Mar 31, 2026 | 4,122 | 3.5 | -0.1% |
| Mar 13, 2026 | 4,125 | 3.6 | 0.0% |
Shares sold short as reported to FINRA. Days-to-cover = short shares ÷ average daily volume — higher means more potential squeeze pressure.
Material events
SEC Form 8-K · most recent- Delisting / listing-standard noticeAug 15, 2025
- Results of operationsAug 6, 2025
- Results of operationsJul 8, 2025
- Shareholder voteJun 5, 2025
- Results of operationsMay 9, 2025
- Results of operationsApr 7, 2025
- Director / officer changeFeb 28, 2025
- Results of operationsFeb 5, 2025
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- 4PRIMARY DOCUMENTMar 3, 2026
- 4PRIMARY DOCUMENTSep 30, 2025
- 4PRIMARY DOCUMENTSep 29, 2025
- 4PRIMARY DOCUMENTSep 26, 2025
- 4PRIMARY DOCUMENTSep 25, 2025
- 4PRIMARY DOCUMENTSep 22, 2025
- 4PRIMARY DOCUMENTSep 19, 2025
- 4PRIMARY DOCUMENTSep 17, 2025
- 4PRIMARY DOCUMENTSep 16, 2025
- 15-12GFORM 15-12GSep 4, 2025
- 25FORM 25Aug 25, 2025
- 8-KFORM 8-KAug 15, 2025
- 10-QFORM 10-QAug 7, 2025
- 8-KFORM 8-KAug 6, 2025
- 8-KFORM 8-KJul 8, 2025
Corporate family
Spun off from GAMCO Investors · Nov 19, 2015
From the spin-off filings we track. Follow a company to walk its own history.
Event-driven situations (1)
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