TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND
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SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT N-CENmissed a reporting deadline ↗Feb 13, 2026
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
5%+ owners
SEC Schedule 13D / 13G · last 3 yrs- Saba Capital Management, L.P.Activist (13D)Nov 17, 2025
Holders who disclosed a 5%+ stake. 13D signals intent to influence or control; 13G is a passive holding. Latest filing per holder — open it for the exact stake.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Saba Capital Management, L.P.10% owner | Nov 4, 2025 | Sell | 121,062 | $12.44 |
| Saba Capital Management, L.P.10% owner | Nov 3, 2025 | Sell | 19,221 | $12.39 |
| Saba Capital Management, L.P.10% owner | Apr 28, 2025 | Buy | 100 | $11.19 |
| Saba Capital Management, L.P.10% owner | Apr 24, 2025 | Buy | 100 | $11.19 |
| Saba Capital Management, L.P.10% owner | Apr 22, 2025 | Buy | 10,100 | $11.15 |
| Saba Capital Management, L.P.10% owner | Apr 21, 2025 | Buy | 4,700 | $10.90 |
| Saba Capital Management, L.P.10% owner | Apr 17, 2025 | Buy | 1,000 | $11.15 |
| Saba Capital Management, L.P.10% owner | Apr 15, 2025 | Buy | 21,978 | $10.99 |
| Saba Capital Management, L.P.10% owner | Apr 14, 2025 | Buy | 14,412 | $10.78 |
| Saba Capital Management, L.P.10% owner | Apr 10, 2025 | Buy | 42,284 | $10.45 |
| Saba Capital Management, L.P.10% owner | Apr 8, 2025 | Buy | 15,679 | $10.29 |
| Saba Capital Management, L.P.10% owner | Apr 3, 2025 | Buy | 14,181 | $11.43 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Short interest
FINRA · bi-monthly| Settlement | Shares short | Days to cover | Δ vs prior |
|---|---|---|---|
| Oct 31, 2025 | 13,800 | 1.0 | +342.0% |
| Oct 15, 2025 | 3,122 | 1.0 | -16.1% |
| Sep 30, 2025 | 3,721 | 1.0 | +29.3% |
| Sep 15, 2025 | 2,878 | 1.0 | -77.4% |
| Aug 29, 2025 | 12,739 | 1.0 | -26.1% |
Shares sold short as reported to FINRA. Days-to-cover = short shares ÷ average daily volume — higher means more potential squeeze pressure.
Material events
SEC Form 8-K · most recent- Director / officer changeJul 16, 2025
- Changed auditorApr 9, 2025
- Director / officer change · Other material eventNov 13, 2024
- Other material eventNov 7, 2024
- Director / officer changeJun 3, 2024
- Director / officer changeApr 2, 2024
- Amended charter or bylaws · Other material eventDec 20, 2023
- Regulation FD disclosureOct 27, 2020
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- NT N-CENFeb 13, 2026
- SCHEDULE 13D/ANov 17, 2025
- 25-NSENov 10, 2025
- SCHEDULE 13D/ANov 6, 2025
- 4PRIMARY DOCUMENTNov 6, 2025
- 4PRIMARY DOCUMENTNov 4, 2025
- NPORT-POct 30, 2025
- 3PRIMARY DOCUMENTOct 23, 2025
- 3PRIMARY DOCUMENTOct 16, 2025
- N-PXAug 28, 2025
- N-CSRSAug 4, 2025
- NPORT-PJul 30, 2025
- DEFA14AJul 17, 2025
- 8-KJul 16, 2025
- DEFA14AJul 11, 2025