TOP Financial Group Ltd
TOPNasdaqFinancials · Security & Commodity Brokers, Dealers, Exchanges & Services · E9 · SEC filings ↗ · Compare ⊕
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SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 20-Fmissed a reporting deadline ↗Jul 31, 2025
- NT 20-Fmissed a reporting deadline ↗Aug 1, 2022
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Short interest
FINRA · bi-monthly| Settlement | Shares short | Days to cover | Δ vs prior |
|---|---|---|---|
| May 15, 2026 | 218,680 | 5.0 | -11.9% |
| Apr 30, 2026 | 248,308 | 5.2 | -3.8% |
| Apr 15, 2026 | 258,118 | 5.1 | +22.9% |
| Mar 31, 2026 | 210,098 | 1.0 | +172.2% |
| Mar 13, 2026 | 77,176 | 2.2 | +1.4% |
Shares sold short as reported to FINRA. Days-to-cover = short shares ÷ average daily volume — higher means more potential squeeze pressure.
Recent SEC filings
All filings ↗- 6-KREPORT OF FOREIGN PRIVATE ISSUERMay 29, 2026
- 6-KREPORT OF FOREIGN PRIVATE ISSUERMay 12, 2026
- 6-KREPORT OF FOREIGN PRIVATE ISSUERMay 11, 2026
- 6-KREPORT OF FOREIGN PRIVATE ISSUERMay 4, 2026
- 6-KREPORT OF FOREIGN PRIVATE ISSUERMar 26, 2026
- 6-KREPORT OF FOREIGN PRIVATE ISSUERJan 20, 2026
- 6-KREPORT OF FOREIGN PRIVATE ISSUERAug 25, 2025
- 20-FANNUAL REPORTAug 13, 2025
- NT 20-FNOTIFICATION OF LATE FILINGJul 31, 2025
- 6-KREPORT OF FOREIGN PRIVATE ISSUERJul 21, 2025
- 6-KREPORT OF FOREIGN PRIVATE ISSUERJun 25, 2025
- 6-KFORM 6-KJun 12, 2025
- EFFECTMay 5, 2025
- POS AMPOST-EFFECTIVE AMENDMENT NO. 4 TO FORM F-3Apr 30, 2025
- CORRESPApr 4, 2025
Event-driven situations (1)
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