Event-Driven Stocks

Nuveen Multi-Asset Income Fund

NMAINYSE

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Financials

SEC XBRL · annual

No structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).

5%+ owners

SEC Schedule 13D / 13G · last 3 yrs

Holders who disclosed a 5%+ stake. 13D signals intent to influence or control; 13G is a passive holding. Latest filing per holder — open it for the exact stake.

Insider transactions

SEC Form 4 · most recent
1 acquisitions11 disposals1 open-market buy(s)net 376,825 shares · last 12
InsiderDateTypeSharesPrice
Siffermann William AOfficer — Vice PresidentMar 4, 2026Buy75$13.44
Saba Capital Management, L.P.10% ownerJan 14, 2025Sell34,099$11.98
Saba Capital Management, L.P.10% ownerJan 10, 2025Sell13,553$11.90
Saba Capital Management, L.P.10% ownerJan 7, 2025Sell12,348$12.11
Saba Capital Management, L.P.10% ownerJan 6, 2025Sell32,422$12.21
Saba Capital Management, L.P.10% ownerJan 2, 2025Sell59,946$12.08
Saba Capital Management, L.P.10% ownerDec 31, 2024Sell34,937$12.12
Saba Capital Management, L.P.10% ownerDec 27, 2024Sell35,723$12.06
Saba Capital Management, L.P.10% ownerDec 26, 2024Sell83,265$12.09
Saba Capital Management, L.P.10% ownerDec 20, 2024Sell1,000$11.94
Saba Capital Management, L.P.10% ownerDec 17, 2024Sell13,951$12.23
Saba Capital Management, L.P.10% ownerDec 12, 2024Sell55,656$12.79

Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.

Short interest

FINRA · bi-monthly
SettlementShares shortDays to coverΔ vs prior
May 15, 2026102,2241.0+49.8%
Apr 30, 202668,2331.0+0.2%
Apr 15, 202668,1071.0+50.6%
Mar 31, 202645,2101.0-35.7%
Mar 13, 202670,3561.0+134.5%

Shares sold short as reported to FINRA. Days-to-cover = short shares ÷ average daily volume — higher means more potential squeeze pressure.

Material events

SEC Form 8-K · most recent

Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.

Recent SEC filings

All filings ↗

Event-driven situations (1)