Event-Driven Stocks

Gladstone Alternative Income Fund

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Financials

SEC XBRL · annual

No structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).

5%+ owners

SEC Schedule 13D / 13G · last 3 yrs

Holders who disclosed a 5%+ stake. 13D signals intent to influence or control; 13G is a passive holding. Latest filing per holder — open it for the exact stake.

Insider transactions

SEC Form 4 · most recent
12 acquisitions0 disposals12 open-market buy(s)net +1.7M shares · last 12
InsiderDateTypeSharesPrice
Gladstone Investment Corporation\De10% ownerDec 17, 2024Buy250,000$10.00
Gladstone Capital Corp10% ownerDec 17, 2024Buy250,000$10.00
Gladstone DavidOfficer — Chief Executive OfficerDec 17, 2024Buy500,000$10.00
Dellafiora JohnOfficer — Chief Compliance OfficerDec 12, 2024Buy300$10.00
Gladstone Investment Corporation\De10% ownerDec 12, 2024Buy125,000$10.00
Gladstone Capital Corp10% ownerDec 12, 2024Buy125,000$10.00
Gladstone DavidOfficer — Chief Executive OfficerDec 12, 2024Buy250,000$10.00
Sateri JohnOfficer — PresidentDec 9, 2024Buy10,000$10.00
Licalsi MichaelOfficer — General Counsel and SecretaryDec 9, 2024Buy1,500$10.00
Smith Jennifer AOfficer — Chief Valuation OfficerDec 9, 2024Buy300$10.00
Malesardi Michael JOfficer — Chief Financial OfficerDec 9, 2024Buy1,000$10.00
Gladstone DavidOfficer — Chief Executive OfficerDec 9, 2024Buy230,000$10.00

Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.

Recent SEC filings

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Event-driven situations (1)

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