FIRST REGIONAL BANCORP
Financials · State Commercial Banks · CA · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Qmissed a reporting deadline ↗Nov 17, 2009
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Sweeney Steven JOfficer — General Counsel | Jan 15, 2010 | W | 84,000 | — |
| Horgan GaryDirector | Aug 20, 2009 | Buy | 1,000 | $1.05 |
| Sweeney Steven JOfficer — General Counsel | Aug 20, 2009 | Buy | 5,000 | $1.01 |
| Sweeney Steven JOfficer — General Counsel | Aug 29, 2008 | Buy | 1,000 | $5.20 |
| Sweeney Steven JOfficer — General Counsel | Aug 22, 2008 | Buy | 2,000 | $5.27 |
| Sweeney Jack AOfficer — Chairman | Jul 28, 2008 | L | 1,900 | $3.45 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Bankruptcy or receivershipFeb 27, 2014
- Other material eventFeb 20, 2014
- Other material eventJan 21, 2014
- Other material eventDec 17, 2013
- Other material eventNov 18, 2013
- Other material eventOct 15, 2013
- Other material eventSep 16, 2013
- Bankruptcy or receivershipAug 29, 2013
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- 15-12GFORM 15-12GFeb 28, 2014
- 8-KFeb 27, 2014
- 8-KFeb 20, 2014
- 8-KJan 21, 2014
- 8-KDec 17, 2013
- 8-KNov 18, 2013
- 8-KFORM 8-KOct 15, 2013
- 8-KFORM 8-KSep 16, 2013
- 8-KAug 29, 2013
- 8-KFORM 8-KAug 19, 2013
- 8-KFORM 8-KJul 19, 2013
- 8-KFORM 8-KJun 18, 2013
- 8-KFORM 8-KMay 30, 2013
- 8-KMay 20, 2013
- 8-KFORM 8-KApr 19, 2013
Event-driven situations (1)
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