CHARTER ONE FINANCIAL INC
Financials · National Commercial Banks · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 11-Kmissed a reporting deadline ↗Jun 30, 1998
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Simon Leonard SDirector | Sep 1, 2004 | U | 268,147 | $44.50 |
| Morley Michael PDirector | Sep 1, 2004 | U | 5,678 | $44.50 |
| Hitchcock Karen RDirector | Sep 1, 2004 | U | 3,274 | $44.50 |
| Fugo Denise MarieDirector | Sep 1, 2004 | U | 56,638 | $44.50 |
| Vana Robert JOfficer — Chief Corporate Counsel and Se | Sep 1, 2004 | U | 70,743 | $44.50 |
| Neu Richard WOfficer — Executive Vice President &CFO | Aug 5, 2004 | Gift | 50,000 | $0.00 |
| Koch John DOfficer — Executive Vice President | Jul 30, 2004 | Gift | 1,460 | $0.00 |
| Koch Charles JohnOfficer — Chairman and Chief Executive O | Sep 1, 2004 | U | 1.4M | $44.50 |
| Grossi Mark DOfficer — Executive Vice President | Sep 1, 2004 | U | 1.0M | $44.50 |
| Schostak Jerome LDirector | Sep 1, 2004 | U | 2.6M | $44.50 |
| Tierney John PDirector | Sep 1, 2004 | U | 25,210.674 | $44.50 |
| Shaevsky MarkDirector | Sep 1, 2004 | U | 136,305 | $44.50 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Change in controlAug 31, 2004
- Item 5Jul 29, 2004
- Item 12Jul 19, 2004
- Item 5 · Item 7May 10, 2004
- Item 12Apr 19, 2004
- Item 5Apr 5, 2004
- Item 9Jan 28, 2004
- Item 9Jan 21, 2004
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- 25AUTO-GENERATED PAPER DOCUMENTSep 10, 2004
- 4PRIMARY DOCUMENTSep 3, 2004
- 4PRIMARY DOCUMENTSep 3, 2004
- 4PRIMARY DOCUMENTSep 3, 2004
- 4PRIMARY DOCUMENTSep 3, 2004
- 4PRIMARY DOCUMENTSep 3, 2004
- 4PRIMARY DOCUMENTSep 3, 2004
- 4PRIMARY DOCUMENTSep 3, 2004
- 4PRIMARY DOCUMENTSep 3, 2004
- 4PRIMARY DOCUMENTSep 3, 2004
- 4PRIMARY DOCUMENTSep 1, 2004
- 4PRIMARY DOCUMENTSep 1, 2004
- 4PRIMARY DOCUMENTSep 1, 2004
- 4PRIMARY DOCUMENTSep 1, 2004
- 4PRIMARY DOCUMENTSep 1, 2004
Event-driven situations (1)
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