ROCK OF AGES CORP
Materials · Cut Stone & Stone Products · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Kmissed a reporting deadline ↗Mar 31, 2006
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Kimball Richard COfficer — Vice Chairman | Jan 18, 2011 | D | 36,426 | — |
| Hutchins Paul HenryOfficer — Vice President Administration | Jan 19, 2011 | D | 12,200 | $5.25 |
| Sheiffer Pamela GDirector | Jan 19, 2011 | D | 5,000 | $5.25 |
| Plude LauraOfficer — CFO and Vice President Finance | Jan 19, 2011 | D | 3,000 | $5.25 |
| Swenson Kurt MOfficer — Chairman | Jan 18, 2011 | D | 130,000 | — |
| Fox James LDirector | Jan 19, 2011 | D | 5,000 | $5.25 |
| Webster Frederick E JrDirector | Jan 19, 2011 | D | 5,000 | $5.25 |
| Labonte DonaldOfficer — President and CEO | Jan 19, 2011 | D | 3,000 | $5.25 |
| North Star Investment Management Corp.10% owner | Nov 12, 2010 | Buy | 5,900 | $5.19 |
| North Star Investment Management Corp.10% owner | Apr 29, 2010 | Buy | 10,225 | $3.50 |
| North Star Investment Management Corp.10% owner | Apr 12, 2010 | Buy | 475 | $3.29 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Delisting / listing-standard notice · Change in control · Director / officer change · Shareholder vote · Other material eventJan 20, 2011
- Other material eventNov 1, 2010
- Results of operationsOct 29, 2010
- Entered a material agreement · Other material eventOct 18, 2010
- Other material eventAug 18, 2010
- Results of operationsAug 10, 2010
- Other material eventMay 26, 2010
- Other material eventMay 26, 2010
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- SC 13G/ASCHEDULE 13G/AFeb 11, 2013
- SC 13G/ASCHEDULE 13G/AFeb 14, 2012
- SC 13G/ASCHEDULE 13GFeb 11, 2011
- SC 13GFeb 9, 2011
- 15-12GFORM 15Jan 31, 2011
- 3MAIN DOCUMENT DESCRIPTIONJan 28, 2011
- S-8 POSFORM S-8 POSJan 25, 2011
- S-8 POSFORM S-8 POSJan 25, 2011
- SC 13D/AJan 21, 2011
- 4PRIMARY DOCUMENTJan 20, 2011
- 4PRIMARY DOCUMENTJan 20, 2011
- 4PRIMARY DOCUMENTJan 20, 2011
- 4PRIMARY DOCUMENTJan 20, 2011
- 4PRIMARY DOCUMENTJan 20, 2011
- 4PRIMARY DOCUMENTJan 20, 2011
Event-driven situations (2)
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