Event-Driven Stocks

BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.

DSMNYSE

Other · MD · SEC filings ↗ · Compare ⊕

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Signs1 severedetails ↓

Financials

SEC XBRL · annual

No structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).

Signs

1 severe0 good
  • Filed a late-filing notice (Form NT) — missed an SEC deadline

Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.

Risk flags

late SEC filings

A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.

5%+ owners

SEC Schedule 13D / 13G · last 3 yrs

Holders who disclosed a 5%+ stake. 13D signals intent to influence or control; 13G is a passive holding. Latest filing per holder — open it for the exact stake.

Insider transactions

SEC Form 4 · most recent
4 acquisitions8 disposals4 open-market buy(s)net +34,107 shares · last 12
InsiderDateTypeSharesPrice
Saba Capital Management, L.P.10% ownerNov 28, 2025Buy27,875$5.90
Saba Capital Management, L.P.10% ownerJun 26, 2025Buy6,350$5.55
Saba Capital Management, L.P.10% ownerApr 15, 2025Buy5,267$5.48
Bank Of America Corp /De/10% ownerNov 4, 2019Sell2,808$8.43
Bank Of America Corp /De/10% ownerJul 21, 2023J67$25000.00
Bank Of America Corp /De/10% ownerJul 17, 2023J80$25000.00
Ubs Group Ag10% ownerJul 12, 2023J1,487$0.00
Comerica Bank10% ownerMar 2, 2018J506$23750.00
Comerica Bank10% ownerDec 30, 2013J70$25000.00
Comerica Bank10% ownerNov 10, 2008Buy40$25000.00
Ubs Ag10% ownerJan 2, 2014J123
Ubs Ag10% ownerDec 31, 2013J284

Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.

Short interest

FINRA · bi-monthly
SettlementShares shortDays to coverΔ vs prior
May 15, 2026115,5431.4+148.2%
Apr 30, 202646,5601.0-23.7%
Apr 15, 202661,0261.0-20.4%
Mar 31, 202676,6421.0+130.2%
Mar 13, 202633,2881.0-9.1%

Shares sold short as reported to FINRA. Days-to-cover = short shares ÷ average daily volume — higher means more potential squeeze pressure.

Recent SEC filings

All filings ↗

Event-driven situations (1)