JAPAN SMALLER CAPITALIZATION FUND INC
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SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Insider transactions
SEC Form 4 · most recent11 acquisitions1 disposals9 open-market buy(s)net +28,757 shares · last 12
| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Jones TinaDirector | Dec 22, 2025 | Buy | 950 | $10.80 |
| Chemidlin David BDirector | Sep 17, 2025 | Buy | 2,000 | $10.90 |
| Laby Arthur BlakeDirector | Jan 13, 2025 | Buy | 3,306 | $7.56 |
| Ouimet PaigeDirector | Dec 11, 2024 | Buy | 3,111 | $8.02 |
| Buck Rodney ADirector | Jun 20, 2023 | Buy | 9,000 | $7.42 |
| Macharg Marcia LDirector | Jul 27, 2015 | Buy | 945 | $10.61 |
| Kim E. HanDirector | May 31, 2013 | Buy | 5,000 | $8.88 |
| Chemidlin David BDirector | Jan 9, 2013 | Buy | 130 | $7.27 |
| Tan Chor WengDirector | Aug 4, 2011 | Option exercise | 1,105 | $7.60 |
| Buck Rodney ADirector | Aug 4, 2011 | Option exercise | 2,210 | $7.60 |
| Tan Chor WengDirector | Oct 7, 2009 | Sell | 1,000 | $7.68 |
| Buck Rodney ADirector | Sep 15, 2008 | Buy | 2,000 | $7.40 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Short interest
FINRA · bi-monthly| Settlement | Shares short | Days to cover | Δ vs prior |
|---|---|---|---|
| May 15, 2026 | 15,049 | 1.0 | +20.6% |
| Apr 30, 2026 | 12,475 | 1.0 | -16.4% |
| Apr 15, 2026 | 14,919 | 1.0 | +2.3% |
| Mar 31, 2026 | 14,590 | 1.0 | +50.6% |
| Mar 13, 2026 | 9,687 | 1.0 | -50.0% |
Shares sold short as reported to FINRA. Days-to-cover = short shares ÷ average daily volume — higher means more potential squeeze pressure.
Material events
SEC Form 8-K · most recent- Amended charter or bylawsAug 30, 2024
- Other material eventMar 8, 2023
- Entered a material agreementDec 20, 2022
- Changed auditorMar 30, 2020
- Changed auditorMar 4, 2020
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- SC TO-IJun 1, 2026
- SC TO-CMay 26, 2026
- SCHEDULE 13G/AMay 15, 2026
- N-CENMay 13, 2026
- N-CSRNOMURA JAPAN SMALLER CAPITALIZATION FUND - N-CSRMay 5, 2026
- 40-17GMay 5, 2026
- SCHEDULE 13D/AApr 30, 2026
- NPORT-PApr 28, 2026
- 3Apr 8, 2026
- 40-APP/AJAPAN SMALLER CAPITALIZATION FUND, INC - 40-APPAFeb 23, 2026
- SCHEDULE 13D/AFeb 18, 2026
- SCHEDULE 13D/AJan 22, 2026
- SCHEDULE 13D/AJan 15, 2026
- NPORT-PJan 15, 2026
- 4Dec 23, 2025