Hilltop Securities Holdings LLC
Financials · Security Brokers, Dealers & Flotation Companies · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annual| FY14 | FY13 | FY12 | FY11 | FY10 | |
|---|---|---|---|---|---|
| Revenue | $311.3M | $318.1M | $353.7M | $389.8M | $422.2M |
| Operating income | — | — | — | — | — |
| Net income | −$7.1M | −$33.4M | −$4.7M | −$23.2M | −$2.9M |
| Total assets | $4.08B | $3.78B | $3.55B | $3.80B | $4.53B |
| Total liabilities | $3.77B | $3.47B | $3.19B | $3.44B | — |
| Equity | $309.9M | $315.3M | $355.7M | $357.5M | $383.4M |
| EPS (diluted) | $-0.21 | $-1.02 | $-0.14 | $-0.71 | $-0.10 |
| Shares out. | 33.2M | 33.1M | 32.9M | 32.3M | 30.3M |
Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.
Key ratios
from filings · FY2014- Operating margin
- —
- Net margin
- −2.3%
- Return on equity
- −2.3%
- Return on assets
- −0.2%
- Return on capital (ROCE)
- —
- Liabilities / assets
- 92.4%
- Debt / equity
- 12.15×
- Book value / share
- $9.32
- Revenue growth (YoY)
- −2.1%
- Net income growth (YoY)
- —
Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.
Financial health
forensic scores · FY2014- Accruals / assets
- −1.4%clean
- Piotroski F-Score
- 3/7weak
Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.
Quality score
EDS ScoreOur own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast.
Signs
● 1 severe● 3 warning● 2 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
- Reported a net loss
- Revenue declined year-over-year
- High leverage (liabilities > 70% of assets)
- Positive operating cash flow
- Clean earnings (low accruals)
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Kmissed a reporting deadline ↗Sep 8, 2005
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Hilltop Holdings Inc.10% owner | Jan 1, 2015 | J | 10.2M | $0.00 |
| Miller Tyree BDirector | Jan 1, 2015 | D | 19,925 | — |
| Buchholz Robert ADirector | Jan 1, 2015 | D | 350,683 | — |
| Moses Michael ADirector | Jan 1, 2015 | D | 38,748 | — |
| Jobe Larry ADirector | Jan 1, 2015 | D | 50,588 | — |
| Williams Joel T. IiiDirector | Jan 1, 2015 | D | 27,588 | — |
| Ford Gerald JDirector | Jan 1, 2015 | D | 19,925 | — |
| Flanagan Christie SDirector | Jan 1, 2015 | D | 19,925 | — |
| Cobb Brodie LDirector | Jan 1, 2015 | D | 41,467 | — |
| Thompson W NormanOfficer — CIO | Jan 1, 2015 | D | 37,327 | — |
| Litton Richard HOfficer — Executive Vice President | Jan 1, 2015 | D | 111,527 | — |
| Leventhal LauraOfficer — Controller | Jan 1, 2015 | D | 12,576 | — |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Terminated a material agreement · Completed an acquisition or disposition · Delisting / listing-standard notice · Modified shareholder rights · Change in control · Director / officer change · Amended charter or bylawsJan 2, 2015
- Other material eventDec 16, 2014
- Shareholder vote · Other material eventNov 21, 2014
- Other material eventNov 14, 2014
- Director / officer change · Other material eventNov 14, 2014
- Results of operationsNov 5, 2014
- Other material eventOct 30, 2014
- Other material eventOct 15, 2014
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.