Event-Driven Stocks

ROYCE MICRO-CAP TRUST, INC.

RMTNYSE

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Financials

SEC XBRL · annual

No structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).

5%+ owners

SEC Schedule 13D / 13G · last 3 yrs

Holders who disclosed a 5%+ stake. 13D signals intent to influence or control; 13G is a passive holding. Latest filing per holder — open it for the exact stake.

Insider transactions

SEC Form 4 · most recent
6 acquisitions6 disposals6 open-market buy(s)net 397,625 shares · last 12
InsiderDateTypeSharesPrice
Clark Christopher DOfficer — PresidentMar 24, 2002Buy6,500$11.48
Royce Charles MNov 5, 2025Sell200,000$10.27
Clark Christopher DOfficer — PresidentAug 26, 2025Buy2,100$10.16
Royce Charles MMay 6, 2025Sell2,042$8.17
Royce Charles MMay 2, 2025Sell43,229$8.33
Royce Charles MApr 17, 2025Sell76,354$7.83
Royce Charles MFeb 18, 2025Sell50,000$9.97
Royce Charles MJan 29, 2025Sell50,000$9.88
Clark Christopher DOfficer — PresidentAug 16, 2024Buy5,400$9.56
Clark Christopher DOfficer — PresidentMar 21, 2024Buy5,000$9.24
Gannon Francis D.Officer — Vice PresidentMar 22, 2024Buy2,500$9.28
Grisanti Christopher C.DirectorOct 5, 2022Buy2,500$8.33

Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.

Short interest

FINRA · bi-monthly
SettlementShares shortDays to coverΔ vs prior
May 15, 202661,5051.0-30.7%
Apr 30, 202688,7321.0+8.7%
Apr 15, 202681,6291.0+12.5%
Mar 31, 202672,5771.0+18.4%
Mar 13, 202661,3071.0+25.5%

Shares sold short as reported to FINRA. Days-to-cover = short shares ÷ average daily volume — higher means more potential squeeze pressure.

Material events

SEC Form 8-K · most recent

Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.

Recent SEC filings

All filings ↗

Event-driven situations (1)