GILMAN CIOCIA, INC.
Financials · Security Brokers, Dealers & Flotation Companies · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annual| FY13 | FY12 | |
|---|---|---|
| Revenue | $37.3M | $40.4M |
| Operating income | $137,000 | −$251,000 |
| Net income | $650,000 | −$687,000 |
| Total assets | $13.7M | $14.5M |
| Total liabilities | $11.2M | $12.6M |
| Equity | $2.5M | $1.9M |
| EPS (diluted) | — | — |
| Shares out. | 96.4M | 97,487 |
Reported figures from the company's SEC filings (XBRL). Blank where a line item isn't cleanly tagged — never estimated.
Key ratios
from filings · FY2013- Operating margin
- 0.4%
- Net margin
- 1.7%
- Return on equity
- 25.8%
- Return on assets
- 4.7%
- Return on capital (ROCE)
- 2.8%
- Liabilities / assets
- 81.6%
- Debt / equity
- 4.45×
- Book value / share
- $0.03
- Revenue growth (YoY)
- −7.6%
- Net income growth (YoY)
- —
Computed from the company's own SEC figures — no market price, so these are facts, not a valuation. Book value per share is reported equity ÷ shares; it is not the stock price.
Financial health
forensic scores · FY2013- Altman Z″ (distress)
- -9.75distress
- Accruals / assets
- −0.6%clean
- Piotroski F-Score
- 7/9strong
Altman Z″is a textbook bankruptcy-distress score from book values only (>2.6 safe · 1.1–2.6 grey · <1.1 distress). Accruals = (net income − operating cash flow) ÷ assets; persistently high accruals are an earnings-quality red flag. Beneish M-Scoreis an eight-ratio screen comparing this year with last (M > −1.78 = elevated manipulation-risk screen, not proof). Piotroski F-Scorecounts how many of nine fundamental-health checks pass (shown as passed / applicable; we use operating margin and total liabilities as documented proxies where the exact input isn't XBRL-tagged). Computed from SEC filings — descriptive factors, not advice or a forecast.
Quality score
EDS ScoreOur own multi-factor score from free SEC data — profitability, growth, financial strength, earnings quality, and event/ownership catalysts. No market price and no licensed model: each axis is the share of source-backed checks it passes. Descriptive factors, not advice or a forecast.
Signs
● 2 severe● 2 warning● 4 good- Altman Z″ in the distress zone
- Filed a late-filing notice (Form NT) — missed an SEC deadline
- Revenue declined year-over-year
- High leverage (liabilities > 70% of assets)
- Operating margin is positive
- Strong return on equity (>15%)
- Positive operating cash flow
- Clean earnings (low accruals)
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Qmissed a reporting deadline ↗Nov 14, 2012
- NT 10-Qmissed a reporting deadline ↗Nov 15, 2010
- NT 10-Kmissed a reporting deadline ↗Sep 29, 2010
- NT 10-Kmissed a reporting deadline ↗Oct 1, 2007
- NT 10-Qmissed a reporting deadline ↗May 17, 2005
- NT 10-Kmissed a reporting deadline ↗Sep 29, 2004
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Finkelstein TedOfficer — VP & General Counsel | Oct 15, 2013 | D | 4.3M | — |
| Ryan Michael POfficer — President | Oct 15, 2013 | D | 538,500 | — |
| Wasserman Frederick GeraldDirector | Oct 15, 2013 | D | 433,333 | — |
| Page Allan RDirector | Oct 15, 2013 | D | 636,333 | — |
| Cohen Edward HDirector | Oct 15, 2013 | D | 943,333 | — |
| Page Allan RDirector | Oct 31, 2012 | Grant | 100,000 | $0.05 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Completed an acquisition or disposition · Modified shareholder rights · Change in control · Director / officer change · Amended charter or bylaws · Other material eventOct 21, 2013
- Shareholder voteSep 10, 2013
- Other material eventJun 24, 2013
- Entered a material agreement · Other material eventJun 21, 2013
- Director / officer changeMay 23, 2013
- Shareholder voteJan 15, 2013
- Director / officer changeDec 28, 2012
- Changed auditorOct 24, 2012
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- 15-12GFORM 15-12GOct 21, 2013
- S-8 POSFORM S-8 POSOct 21, 2013
- S-8 POSFORM S-8 POSOct 21, 2013
- 8-KFORM 8-KOct 21, 2013
- 4FORM 4Oct 17, 2013
- 4FORM 4Oct 17, 2013
- 4FORM 4Oct 17, 2013
- 4FORM 4Oct 17, 2013
- 4FORM 4Oct 17, 2013
- 4FORM 4Oct 17, 2013
- 4FORM 4Oct 17, 2013
- UPLOADSep 30, 2013
- 10-KGILMAN CIOCIA, INC. 06/30/2013 10-KSep 27, 2013
- 8-KGILMAN CIOCIA, INC. 8-KSep 10, 2013
- SC 13D/ASCHEDULE 13D/ASep 3, 2013