SOUTHWEST WATER CO
Utilities · Water Supply · DE · SEC filings ↗ · Compare ⊕
Financials
SEC XBRL · annualNo structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).
Signs
● 1 severe● 0 good- Filed a late-filing notice (Form NT) — missed an SEC deadline
Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.
Risk flags
late SEC filings- NT 10-Qmissed a reporting deadline ↗Aug 10, 2009
- NT 10-Qmissed a reporting deadline ↗May 11, 2009
- NT 10-Kmissed a reporting deadline ↗Mar 13, 2009
- NT 10-Qmissed a reporting deadline ↗Nov 10, 2008
- NT 10-Kmissed a reporting deadline ↗Mar 17, 2008
- NT 10-Qmissed a reporting deadline ↗May 10, 2007
A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.
Insider transactions
SEC Form 4 · most recent| Insider | Date | Type | Shares | Price |
|---|---|---|---|---|
| Iif Subway Investment Lp10% owner | Sep 13, 2010 | Buy | 0 | $11.00 |
| Swatek MarkOfficer — President & CEO | Sep 13, 2010 | U | 103,306 | $11.00 |
| Smith Benny C JrOfficer — Interim CFO | Sep 13, 2010 | U | 5,467 | $11.00 |
| Quinn Michael OOfficer — President, SWS | Sep 13, 2010 | U | 5,430 | $11.00 |
| Profilet Charles W JrOfficer — Mng Director, Texas Utilities | Sep 13, 2010 | U | 7,092 | $11.00 |
| Newman Richard GDirector | Sep 13, 2010 | Option exercise | 10,500 | $10.63 |
| Malinowski ChristopherOfficer — VP, Operations and Maintenance | Sep 13, 2010 | U | 75 | $11.00 |
| Kindel Maureen ADirector | Sep 13, 2010 | Option exercise | 10,500 | $10.63 |
| Jones William D /Ca/Director | Sep 13, 2010 | U | 6,989 | $11.00 |
| Iino ThomasDirector | Sep 13, 2010 | U | 2,756 | $11.00 |
| Huennekens Donovan DDirector | Sep 13, 2010 | U | 129,710 | $11.00 |
| Griego Linda MDirector | Sep 13, 2010 | U | 7,756 | $11.00 |
Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.
Material events
SEC Form 8-K · most recent- Other material eventSep 14, 2010
- Entered a material agreement · Terminated a material agreement · New financial obligation · Delisting / listing-standard notice · Modified shareholder rights · Change in control · Director / officer change · Amended charter or bylawsSep 14, 2010
- Other material eventSep 3, 2010
- Other material eventSep 3, 2010
- Other material eventAug 12, 2010
- Other material eventAug 10, 2010
- Other material eventAug 10, 2010
- Shareholder voteAug 6, 2010
Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.
Recent SEC filings
All filings ↗- S-8 POSPOST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8Sep 23, 2010
- S-8 POSPOST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8Sep 23, 2010
- S-8 POSPOST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8Sep 23, 2010
- S-8 POSPOST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8Sep 23, 2010
- S-8 POSPOST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8Sep 23, 2010
- S-8 POSPOST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8Sep 23, 2010
- 15-12GFORM 15Sep 23, 2010
- S-8 POSPOST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8Sep 23, 2010
- S-8 POSPOST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8Sep 23, 2010
- S-8 POSPOST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8Sep 23, 2010
- S-8 POSPOST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8Sep 23, 2010
- 4FORM 4Sep 15, 2010
- 4PRIMARY DOCUMENTSep 14, 2010
- 4PRIMARY DOCUMENTSep 14, 2010
- 4PRIMARY DOCUMENTSep 14, 2010
Event-driven situations (1)
Spot an error in this record? Report it. Every correction is verified against the source filing before we change anything.