Event-Driven Stocks

INVESTORS FINANCIAL SERVICES CORP

Financials · Investment Advice · DE · SEC filings ↗ · Compare ⊕

Signs● 1 severedetails ↓

Financials

SEC XBRL · annual

No structured XBRL financials available (common for pre-2009 filers, foreign issuers, or companies that never reported as a US public company).

Signs

● 1 severe● 0 good
  • Filed a late-filing notice (Form NT) — missed an SEC deadline

Derived from the company's own SEC figures (fundamentals, forensic scores, filing discipline) — descriptive factors, not advice or a forecast.

Risk flags

late SEC filings

A Form NT means the company notified the SEC it would file a periodic report late — often an accounting, audit or liquidity warning sign. Also search SEC enforcement actions for this company.

Insider transactions

SEC Form 4 · most recent
0 acquisitions12 disposalsnet −2.3M shares · last 12
InsiderDateTypeSharesPrice
Snow John I IiiDirectorJul 2, 2007D550—
Mcdermott Thomas PDirectorJul 2, 2007D11,992—
Mancuso Robert DOfficer — SVP, Marketing & Client Mngmt.Jul 2, 2007D75,755—
Spinney John N JrOfficer — SVP, Chief Financial OfficerJul 2, 2007D29,215—
Henry John EOfficer — SVP,General Counsel,SecretaryJul 2, 2007D48,691—
Swersky Phyllis SDirectorJul 2, 2007D6,579—
Rogers Michael FOfficer — PresidentJul 2, 2007D1.2M—
Condon Frank B JrDirectorJul 2, 2007D32,240—
Condon Frank B JrDirectorJul 2, 2007D32,240—
Sheehan Kevin JOfficer — Chairman & CEOJul 2, 2007D724,439—
Oates James MDirectorJul 2, 2007D35,669—
Maroney Edmund JOfficer — SVP, TechnologyJul 2, 2007D109,033—

Headline trade per Form 4 (officers, directors, 10%+ owners). Buy/sell read from the filing's structured data — blank where a field isn't cleanly tagged.

Material events

SEC Form 8-K · most recent

Events the company reported on Form 8-K, labelled by the SEC item code it filed under — its own classification, not our interpretation.

Recent SEC filings

All filings ↗

Event-driven situations (1)